THE ARKANSAS MODEL ACCREDITED INVESTORS EXEMPTION Order exempting certain offers and sales of securities solely to accredited investors pursuant to Ark. Code... Read More
CHRISTIAN INVESTORS FOUNDATION Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-503(a)(7). Read More
MOUNTAIN LAND GROUP, LLC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12) Read More
GLENN MICHAEL FINANCIAL, INC. MAHER TALAT ZAITOUN Cease and Desist Order for transacting business as a broker-dealer or agent without being registered. Read More
SOUTHERN BANK OF COMMERCE Request for no action that no notice filing is required for covered securities, which are securities... Read More
COUNTRY CLUB RESORTS, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12). Read More
WELS CHURCH EXTENSION FUND, INC. Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-503(a)(7). Read More
FENMORE INTERNATIONAL, LTD., LIBERTY FINANCIAL PRODUCERS, LTD.; ANWAR HEIDARY, ROBERT POVEY, JERRY VOSSELMAN, RAYMOND E. MOORE Cease and Desist Order for sale of unregistered securities, for acting as a broker-dealer and agent... Read More
FAMILY CAPITAL HOLDINGS, INC.; GERALD W. JONES, JOSEPH C. DAVID, JR. AND RON LEDFORD Cease and Desist Order for sale of unregistered securities. Read More