COMMUNITY BANK LIFE & HEALTH INSURANCE COMPANY
Order exempting the offer and sale of certain securities pursuant to Ark. Code Ann. § 23-42-504(a)(12).
MILLENNIUM CAPITAL ADVISORS, INC.
Request for the Department’s position regarding the propriety of payment by a registered investment adviser to...
FTN ASSOCIATES, LTD.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(8).
UNIQUE FINANCIAL CONCEPTS, INC.; STEVEN SILVERSTEIN AND ALL PERSONS IN CONTROL OF, EMPLOYEED BY OR OTHERWISE AFFILIATED WITH THOSE PERSONS OR ENTITIES
Cease and Desist Order for transacting business as a broker-dealer or agent without being registered and...
THE ARKANSAS MODEL ACCREDITED INVESTORS EXEMPTION
Order exempting certain offers and sales of securities solely to accredited investors pursuant to Ark. Code...
CHRISTIAN INVESTORS FOUNDATION
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-503(a)(7).
MOUNTAIN LAND GROUP, LLC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12)
GLENN MICHAEL FINANCIAL, INC. MAHER TALAT ZAITOUN
Cease and Desist Order for transacting business as a broker-dealer or agent without being registered.
SOUTHERN BANK OF COMMERCE
Request for no action that no notice filing is required for covered securities, which are securities...