CREWS AND ASSOCIATES
Order providing a transactional exemption from registration pursuant to Ark. Code Ann. § 23-42-504(a)(12).
DESIGNS IN GLASS, INC.
Request that no enforcement action be taken involving 100% sale of business, seller will maintain position...
MARK VIII CORPORATION – JAMES MOORE
Requesting no action that registration as an investment adviser is not needed when advice is given...
PERSONS EFFECTING CERTAIN TRANSACTIONS IN COVERED SECURITIES
Order exempting persons who effect certain transactions in covered securities from the definition of agent pursuant...
COVERED SECURITIES PURSUANT TO SECTION 18(b) AND 18(b)(4)(D) OF THE FEDERAL SECURITIES ACT OF 1933
Order waiving requirements pursuant to Ark. Code Ann. § 23-42-509(f).
BEATY & GILLSON HOLDINGS, LLC.
Order providing a transactional exemption from registration pursuant to Ark. Code Ann § 23-42-504(a)(12).
CORNERSTONE MANAGEMENT PARTNERS, INC.
Integration issues regarding Ark. Code Ann. § 23-42-503(b) public offering exemption and Rule 503.01(B) of the...
DEPARTMENT OF TRANSPORTATION, HAWAII
Requesting no action that guaranty of revenue bonds by Continental Airlines are not treated as a...