Ourbit Holdings, LTD A Cease and Desist Order directing Ourbit Holdings, LTD to immediately cease and desist from all... Read More
Ourbit Holdings, LTD A Request for Cease and Desist Order directing Ourbit Holdings LTD to immediately cease and desist... Read More
Alan K. Stein An order entered by the Arkansas Securities Commissioner granting a limited agent registration. Read More
Christopher W. Thompson Jr. An order entered by the Arkansas Securities Commissioner granting a limited agent registration. Read More
Steven Scott Jones An order entered by the Arkansas Securities Commissioner granting a limited agent registration. Read More
Vanguard Marketing Corporation and The Vanguard Group, Inc. A Consent Order in connection with a failure to supervise certain registered persons and for failing... Read More
Naresh Patel A Consent Order entered against Naresh Patel for acting as an unregistered broker dealer in Arkansas. Read More
BAM Trading Services Inc. D/B/A Binance.US Agreement with the Arkansas Securities Department, other Participating States and BAM Trading Services Inc. dba Binance.US... Read More
Brock H. McCracken An order entered by the Arkansas Securities Commissioner granting a limited agent registration. Read More