Security Asset Management/William Barnett
An order summarily suspending the registration of Security Asset Management, LLC as an investment adviser and...
ZenPayroll, Inc.
Consent order entered in connection with unlicensed money transmission activity in violation of the Arkansas Money...
Arbirate, LLC
A request for a cease and desist order concerning the fraudulent and unregistered broker-dealer activity in...
Arbirate, LLC
A cease and desist order directing the respondent to stop committing securities fraud in connection with...
Caroline Shenoy
Order entered by the Arkansas Securities Commissioner granting limited agent registration.
Nationstar Mortgage LLC, d/b/a Mr. Cooper
Settlement Aggrement and Consent Order entered with Nationstar Mortgage LLC, d/b/a Mr. Cooper for allegations of...
Kuettel Capital LLC and Adam J. Kuettel
An order issued after a hearing on October 13, 2020, on an order issued on June...
Sidney Eugene Banks
Consent order entered in connection with violations of the Rules of the Arkansas Securities Commissioner concerning...
JKV Access Fund, LLC
Consent order entered against an issuer of securities exempt pursuant to Ark. Code Ann. §23-42-504(a)(13) and...