Kuettel Capital, LLC
Request for an order summarily and immediately suspending the registration of Kuettel Capital, LLC as an...
Kuettel Capital, LLC
An order summarily suspending the registration of Kuettel Capital, LLC as an investment adviser and the...
Mythical Games, Inc.
A request for the Department to issue a no action letter concerning the claim of exemption...
Mythical Games, Inc.
A request for the Department to issue a no action letter concerning the claim of exemption...
Mark Baxter a/k/a Mark Morrow
A request for cease and desist order concerning fraudulent and unregistered investment adviser activity and fraud...
Mark Baxter a/k/a Mark Morrow
A cease and desist order directing the respondent to stop committing securities fraud in connection with...
Fitbod-2, A Series of Jason’s Syndicate, LLC
Consent order entered against an issuer of securities exempt pursuant to Ark. Code Ann. §23-42-504(a)(13) and...
Andrew S. Lee
Request for cease and desist order concerning acting as an unregistered investment adviser and securities fraud.
Andrew S. Lee
Cease and desist order concerning acting as an unregistered investment adviser and securities fraud.