Bottoms Up Real Estate Investments, LLC
Consent order entered against an issuer of covered securities for a late notice filing with the...
Mark Steven Rogers
Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the...
Licensure of Katelyn Ball with State Farm Bank, F.S.B.
Order approving licensure of Katelyn Ball with State Farm Bank, F.S.B.
David Butler
Order granting David Butler conditional registration as an investment adviser representative with EGP Wealth Management, LLC.
Revive Solutions, Inc.
Consent order entered against an issuer of covered securities for a late notice filing with the...
LPL Financial, LLC
Consent order entered in connection with violations of the Arkansas Securities Commissioner concerning LPL inconsistently classifying...
Hightimes Holdings Corp.
Consent order entered against an issuer of covered securities for a late notice filing with the...
Licensure Of Juan Francisco Barcenas with State Farm Bank, F.S.B.
Order approving licensure of Juan Francisco Barcenas with State Farm Bank, F.S.B.
7-Hybrid Cultivation LLC
Consent order entered concerning employing unregistered agents of the issuer in violation of the Arkansas Securities...