DINAR XCHANGE d/b/a BET ON IRAQ.COM Consent order entered in connection with unlicensed currency exchange activity in violation of the Arkansas Money... Read More
DEBARTOLO OPPORTUNITY FUND I, LP Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules... Read More
DINAR TRADE, INC. Consent order entered in connection with unlicensed currency exchange activity in violation of the Arkansas Money... Read More
DTIF, INC. d/b/a EDINAR FINANCIAL Cease and desist order directing DTIF, Inc. d/b/a eDinar Financial to immediately cease and desist from... Read More
Advisors Disciplined Trust 440 (Tactical Income Closed-End Portfolio, Series 10) Consent order entered against a unit investment trust violating Ark. Code Ann. §23-42-509 by failing to... Read More
Claymore Securities Defined Portfolios, Series 637 (Global Water Equities Portfolio, Series 17) Consent order entered against a unit investment trust violating Ark. Code Ann. § 23-42-509 by failing... Read More
Advisors Disciplined Trust 450 (Advisors Corporate Trust – Navellier/Dial High Income Opportunities Portfolio, Series 10) Consent order entered against a unit investment trust violating Ark. Code Ann. § 23-42-509 by failing... Read More
Advisors Disciplined Trust 444 (Advisors Corporate Trust – Navellier/Dial High Income Opportunities Portfolio, Series 9) Consent order entered against a unit investment trust violating Ark. Code Ann. § 23-42-509 by failing... Read More
Claymore Securities Defined Portfolios, Series 634 (Closed-End National Municipal Portfolio, Series 16) Consent order entered against a unit investment trust violating Ark. Code Ann. § 23-42-509 by failing... Read More