Consent order entered in connection with unlicensed money transmission activity in violation of the Arkansas Money Services Act.
TIGER COMMISSARY SERVICES, INC. d/b/a TIGER CORRECTIONAL SERVICES, INC.
09/18/2013
ROBERT HENRY
09/13/2013
Consent order entered in connection with registration violations of the Arkansas Securities Act and the Rules of the Arkansas Securities Commissioner and affirming, as to Robert Henry, cease and desist order No. S-12-0015-13-OR02 directing the parties to stop the offer and sale of securities in Arkansas in violation of the Act.
GARY LEE SCHEER
09/06/2013
Order approving a limited agent registration for Gary Lee Scheer.
LICENSURE OF ROBERT T. GIST WITH STATE FARM BANK, F.S.B.
09/03/2013
Order approving licensure of Robert T. Gist with State Farm Bank, F.S.B.
GLOBAL WEALTH MANAGEMENT AND CHAD BOLING-LEWIS
08/30/2013
Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
JUNMO HONG
08/28/2013
Consent order entered revoking the registration of Junmo Hong as a broker-dealer agent for violations of the Arkansas Securities Act and the Rules of the Arkansas Securities Commissioner.
GT SECURITIES, INC.
08/27/2013
Consent order entered in connection with a violation of the Arkansas Securities Act.
STEPHENS INC.
08/22/2013
Consent order entered in connection with violations of the Arkansas Securities Act.
LaeRoc 2005-2006 INCOME FUND, L.P.
08/20/2013
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.