The Circuit Court of Pulaski County entered an agreed order against SKB Partners, LLC; Maverick Investments, LLC; and Scott A. Smith ordering the defendants to pay $725,000.00 in restitution to Arkansas investors.
LICENSURE OF LAUREN R. FOWLER WITH STATE FARM BANK, F.S.B.
01/21/2016
Order approving licensure of Lauren R. Fowler with State Farm Bank, F.S.B.
DAVID ANDREW LUKAS
01/19/2016
A consent order granting David Andrew Lukas conditional registration as a registered representative of David Lukas Financial.
LICENSURE OF VICTORIA BROOKE ANDREWS WITH STATE FARM BANK, F.S.B.
01/11/2016
Order approving licensure of Victoria Brooke Andrews with State Farm Bank, F.S.B.
LICENSURE OF MATTHEW JASON THOMAS WITH STATE FARM BANK, F.S.B.
01/04/2016
Order approving licensure of Matthew Jason Thomas with State Farm Bank, F.S.B.
BLUE ZEBRA BRANDS, INC.
11/24/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
PROSPECT MORTGAGE, LLC
11/20/2015
Settlement Agreement and Consent Order between 50 state mortgage regulators and Prospect Mortgage, LLC involving improperly disclosed and unsupported fees paid to Prospect’s affiliate.
ERNEST ANCIN BARLETT, III, and HOWARD MILLER APPEL
11/12/2015
Consent order entered in final settlement of Cease and Desist Order No. S-10-0060-13-OR04 dated July 9, 2013, in connection with violations of the Arkansas Securities Act.
SPLENDID LABS, INC.
11/09/2015
Consent order entered in connection witha filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.