Order granting limited agent registration.
FUSION RESOURCES, LLC – CHAPPELL MADDUX PROJECT
10/05/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
BILLY WAYNE ALLEN
10/05/2015
A Final Order revoking the agent of a broker-dealer and investment adviser representative registrations.
FUSION RESOURCES, LLC – LITTLE GARRETT PROJECT
10/05/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
KRIS LYNN TURNER
10/02/2015
A Consent Order entered in connection with violations of the Arkansas Securities Act.
THE BUDDY COMPANIES, LLC; and SIMONE SIMON
08/28/2015
A cease and desist order directing the respondents to stop the offer or sale of unregistered securities in Arkansas.
CURTIS LUMBER COMPANY, INC.
08/28/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
THE BULLION GROUP, INC.; and LUIS MANUEL PINEDA
08/28/2015
A cease and desist order directing the respondents to stop the offer or sale of unregistered securities in Arkansas and to refrain from committing fraud or deceit in connection with the offer or sale of any security in Arkansas.
STEELE V. STEPHENS
08/28/2015
The Circuit Court of Pulaski County entered an order reducing the administrative fine to a judgment.