Summary order barring registration entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
TIMOTHY ALONZA LILLY
10/19/2015
A consent order denying an application for registration as an agent of an investment adviser for violations of the Arkansas Securities Act.
FUSION RESOURCES, LLC – CHAPPELL MADDUX PROJECT
10/05/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
BILLY WAYNE ALLEN
10/05/2015
A Final Order revoking the agent of a broker-dealer and investment adviser representative registrations.
FUSION RESOURCES, LLC – LITTLE GARRETT PROJECT
10/05/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
KRIS LYNN TURNER
10/02/2015
A Consent Order entered in connection with violations of the Arkansas Securities Act.
THE BUDDY COMPANIES, LLC; and SIMONE SIMON
08/28/2015
A cease and desist order directing the respondents to stop the offer or sale of unregistered securities in Arkansas.
CURTIS LUMBER COMPANY, INC.
08/28/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.