A cease and desist order directing the respondents to stop the offer or sale of unregistered securities in Arkansas and to refrain from committing fraud or deceit in connection with the offer or sale of any security in Arkansas.
STEELE V. STEPHENS
08/28/2015
The Circuit Court of Pulaski County entered an order reducing the administrative fine to a judgment.
LICENSURE OF JAMES MICHAEL BOYETT WITH STATE FARM BANK, F.S.B.
08/25/2015
Order approving licensure of James Michael Boyett with State Farm Bank, F.S.B.
ALLIED ENERGY, INC.
08/25/2015
A consent order concerning violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
TIMOTHY ALONZA LILLY and BLW DEBT RESOLUTION, LLC
08/20/2015
A cease and desist order issued in connection with the offer and sale of unregistered securities.
MEGGATEL CORPORATION, WILLIAM W. EVANS, and ARNON C. BOYD
08/11/2015
A cease and desist order concerning selling securities through misstatements and omissions in violation of the Arkansas Securities Act.
BONANZA GOLDFIELD CORP.
08/05/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.
REGISTRATION OF JOESPH BUMPERS AND GARY CHAMBERS WITH FIRST SECURITY FUND ADVISERS, INC.
08/03/2015
Order granting limited investment adviser representative registrations.
RESTORATION ROBOTICS, INC.
08/03/2015
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner as a notice filer for covered securities failed to file its Form D with the Department within the required time frame after the first sale in Arkansas.