Order approving licensure of Larry Reid Robertson with State Farm Bank, F.S.B.
JOHN LATHERN HILL
07/23/2015
A consent order entered in connection with violations of the Arkansas Securities Act.
CITIGROUP GLOBAL MARKETS, INC.
07/10/2015
Administrative consent order entered in connection with violations of the Arkansas Securities Act and the Rules of the Arkansas Securities Commissioner.
THE BULLION GROUP, INC.; and LUIS MANUEL PINEDA
06/09/2015
A cease and desist order directing the respondents to stop offering and selling securities to Arkansas residents until the securities in question and the entities and persons offering and selling the securities are all properly registered or exempt under the Arkansas Securities Act.
INTERACTIVE DIGITAL SYSTEMS, LLC; AD-MAR, LLC; DENNIS F. ROBINSON and JAN RICHEY ROBINSON
05/29/2015
A cease and desist order directing the respondents to stop the offer or sale of unregistered securities in Arkansas and to refrain from committing fraud or deceit in connection with the offer or sale of any security in Arkansas.
JONATHAN EDWARD RAGO
05/22/2015
A consent order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Commissioner.
SKB PARTNERS, LLC; MAVERICK INVESTMENTS, LLC; SCOTT A. SMITH
05/17/2015
The Circuit Court of Pulaski County entered an order striking pleadings and granting default judgment against defendants SKB Partners, LLC; Maverick Investments, LLC; and Scott A. Smith.
STEELE V. STEPHENS
05/07/2015
Final order entered in connection with violations of the Arkansas Securities Act and Rules of the Arkansas Securities Department.
NEW DAY FINANCIAL, LLC d/b/a NEWDAY USA
04/13/2015
Settlement Agreement and Consent Order between 43 state mortgage regulators and New Day Financial, LLC involving the impermissible sharing of test information for mortgage professionals.