BRYANT INVESTMENT COMPANY Consent order resolving sale of unregistered securities violations. Read More
AMERICAN EXPRESS PREPAID CARD MANAGEMENT CORPORATION Consent order entered in connection with unlicensed money services activity in violation of the Arkansas Money... Read More
EXPERT FINANCIAL SERVICES, INC. AND RICK WHITE, SR. Order directing Expert Financial Services, Inc. and Rick White, Sr. to immediately cease and desist from... Read More
WELLS FARGO INVESTMENTS, LLC Consent order in connection with Wells Fargo Investments, LLC in settlement of an investigation into Wells... Read More
EXPERT FINANCIAL SERVICES, INC. AND RICK WHITE, SR. Amended request for a cease and desist order concerning unlicensed mortgage loan activity. Read More
SLC CAPITAL PARTNERS, L.P. Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules... Read More
THE KROGER COMPANY Request for the Department to issue a legal opinion concerning the applicability of the exclusion provisions... Read More
SOLUTION SOURCE, LLC Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to... Read More
HENRY LAND & TIMBER, LLC Order waiving certain conditions under Ark. Code Ann. § 23-42-504(A)(9). Read More