COMMUNITY HOME FINANCIAL SERVICES, INC.
Consent order entered in connection with Community Home Financial Services, Inc. late filing of an annual...
CLEAN TECHNOLOGY INTERNATIONAL CORPORATION
The Pulaski County Circuit Court issued an Order of Instructions for Receiver in accordance with a...
CLEAN TECHNOLOGY INTERNATIONAL CORPORATION
The Pulaski County Circuit Court issued a Permanent Injunction and Order of Disgorgement in accordance with...
COKER & PALMER
Consent order entered in connection with unlicensed activities in violation of the Arkansas Securities Act.
CARR MILLER CAPITAL, LLC; CAPITAL MARKETS ADVISORY, LLC, f/k/a CARR MILLER CAPITAL INVESTMENTS, LLC; EVERETT CHARLES FORD MILLER; and BRIAN PATRICK CARR
A cease and desist order finding that Carr Miller Capital, LLC (CMC), and Everett Charles Ford...
CAPITAL MARKETS ADVISORY, LLC, f/k/a CARR MILLER CAPITAL INVESTMENTS, LLC, and BRIAN PATRICK CARR
An administrative complaint filed by the Staff alleging the offer and sale of unregistered securities and...
CARR MILLER CAPITAL, LLC; CAPITAL MARKETS ADVISORY, LLC, f/k/a CARR MILLER CAPITAL INVESTMENTS, LLC; EVERETT CHARLES FORD MILLER; and BRIAN PATRICK CARR
Amended request for a cease and desist order finding that Carr Miller Capital, LLC, and Everett...
OIL2 HOLDINGS, INC.
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules...
STIFEL, NICOLAUS & COMPANY, INC.
Consent order entered in connection with Stifel, Nicolaus & Company, Inc. in settlement of an investigation...