MCREL
Request for the Department to issue a legal opinion concerning the applicability of the Arkansas Fair Mortgage...
CROWN EXPLORATION, LTD.
Consent order entered in connection with a filing violation of the Arkansas Securities Act and Rules...
UNITED-BILT HOMES, L.L.C.
Consent order entered in connection with violations of the Arkansas Fair Mortgage Lending Act pertaining to...
MICHAEL HART HORNIBROOK
A consent order in which the respondent is found to have sold unregistered securities and acted...
BUDGET PREPAY, INC.
Consent order entered in connection with unlicensed money services activity in violation of the Arkansas Money...
UBS SECURITIES, LLC and UBS FINANCIAL SERVICES, INC.
Consent order entered in connection with UBS Securities, LLC and UBS Financial Services, Inc. in settlement...
REX ROBERTSON
A consent order finding that Rex Robertson offered or sold unregistered securities while acting as an...
AMBAC ASSURANCE CORPORATION
Request for the Department to issue a no action letter concerning a proposed issuance of surplus...
LARRY WAYNE ZIEGLER, A/K/A ZIG ZIEGLER, TROY DEE TRUVILLION, and PHOENIX PERFORMANCE ENHANCEMENT GROUP
The Pulaski County Circuit Court 6th Division granted an order enjoining Phoenix Performance Enhancement Group and...