Habitat for Humanity Texas, Inc. A request for the Department to issue a no action letter concerning the claim of exemption... Read More
QVG, LLC Consent order entered in connection with violations of the Arkansas Securities Act for unregistered investment adviser... Read More
Solium Financial Services, LLC Consent order entered in connection with violations of the Arkansas Securities Act regarding unregistered activity. Read More
Christopher Schoefield Carlin and Alexander Capital, L.P. Consent order entered in connection with violations of the Arkansas Securities Act and Rules of the... Read More
Licensure of Seth Tedder Holifield with State Farm Bank, F.S.B. Order approving licensure of Seth Tedder Holifield with State Farm Bank, F.S.B. Read More
Reed Pearson Mayfield Order entered by the Arkansas Securities Commissioner granting limited agent registration. Read More
Hannover House, Inc.; D. Frederick Shefte; and Eric F. Parkinson A request for cease and desist order filed against the Respondents in connection with alleged unregistered... Read More
Hannover House, Inc.; D. Frederick Shefte; and Eric F. Parkinson A cease and desist order directing Hannover House, Inc. to stop the sale of unregistered securities... Read More
David Bertram Parker Order entered by the Arkansas Securities Commissioner granting limited agent registration. Read More